A Maryland-based team from Merrill Lynch has joined Raymond James’ employee-advisor channel as the firm continues its ...

After years of tinkering with their financial advisors' pay plan to incentivize them to focus on banking and lending - an often unpopular strategy with advisors - the large wirehouses are minimizing ...

A former Merrill Lynch team that managed $1 billion in client assets has moved to Raymond James’s employee channel, Raymond ...

Stifel Financial has recruited three financial advisors from Merrill Lynch, where they managed nearly $3 billion in client assets, Stifel said this week. The recruits include advisor Ryan Bell and a ...

Last week was a busy one for Merrill Lynch. The wealth management company hired a Raymond James Financial advisor who oversaw $1.9 billion in client assets and lost three advisor teams to Morgan ...

Two advisor teams managing more than $2 billion in assets under management have left Merrill for new beginnings. The largest of the two is Krueger, Fosdyck, Brown, McCall & Associates, a $1.4 billion ...

The six-person team has created Forta Wealth Partners, representing Elevation Point's 10th deal since inception.

Merrill Lynch financial advisors put off by non-compete language in the retention package they received last week—who must now decide whether to sign it—are getting assurances from Merrill that it’s ...

A former Merrill Lynch advisor has pleaded guilty to stealing more than $2.7 million dollars from investors and scamming the government’s pandemic program out of nearly $4.8 million. Jared Dean Eakes, ...

A FINRA arbitration panel slapped a former Bank of America Merrill Lynch financial advisor with an injunction that will prohibit him from soliciting his former clients until October 2012. Processing ...

When it comes to the training of financial advisors, Merrill Lynch set the standard for the industry decades ago. In 1946, Merrill was the first U.S. brokerage firm to formalize training for brokers ...

HighTower continued its West Coast expansion Monday by adding Doug Conklin, a senior financial advisor and senior vice president of wealth management from Merrill Lynch, to Sacramento, Calif.-based ...