On January 22, 2016, the Canadian securities regulatory authorities in Alberta, British Columbia, New Brunswick, Newfoundland and Labrador, the Northwest Territories, Nova Scotia, Nunavut, Prince ...

India's market regulator Sebi is proposing significant changes to derivatives trading rules. The aim is to make compliance ...

After a 10-year long consultation process, the Canadian Securities Administrators (CSA) have published Multilateral Instrument 93-101 – Derivatives: Business Conduct (Rule), a core regulation ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

WASHINGTON — Rep. Maxine Waters, who will take over as top Democrat on the House Financial Services Committee next year, is urging the Commodity Futures Trading Commission to delay implementation of ...

The Obama administration and congressional Democrats are working on a proposal to rein in the market for derivatives by trying to move most of the financial transactions onto central clearinghouses or ...

The head of the Commodity Futures Trading Commission (CFTC) proposed broad new rules to oversee the trillion-dollar derivatives market that will require congressional approval and set off a heavy ...

Rules governing the conduct of dealers and advisers in the over-the-counter (OTC) derivatives market — a relic of the financial crisis — are finally seeing the light of day. On Thursday members of the ...

Derivatives markets may appear calm on the surface, but large banks are actually frantically preparing for noncleared margining rules to go into effect on Sept. 1, according to a blog post by the ...